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Thursday, April 18, 2024 | Back issues
Courthouse News Service Courthouse News Service

Wall Street Brokers

MANHATTAN - Wall Street Brokers solicited and accepted money for off-exchange foreign currency deals without registering with the Commodity Futures Trading Commission, in violation of the Dodd-Frank Act, the CFTC says. The CFTC filed such complaints against numerous defendants around the country this week.

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