Saturday, September 23, 2023
Courthouse News Service
Saturday, September 23, 2023 | Back issues
Courthouse News Service Courthouse News Service

UBS Coughs Up $300,000 to SEC

MANHATTAN (CN) - UBS Global Asset Management will pay $300,000 to settle an SEC complaint that it misstated the net asset values of three mutual funds it managed.

UBS Global Asset Management is an investment advisory arm of UBS, a global bank and financial services company.

Categories / Uncategorized

Read the Top 8

Sign up for the Top 8, a roundup of the day's top stories delivered directly to your inbox Monday through Friday.

Loading...