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Friday, July 19, 2024 | Back issues
Courthouse News Service Courthouse News Service

UBS Coughs Up $300,000 to SEC

MANHATTAN (CN) - UBS Global Asset Management will pay $300,000 to settle an SEC complaint that it misstated the net asset values of three mutual funds it managed.

UBS Global Asset Management is an investment advisory arm of UBS, a global bank and financial services company.

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