Updates to our Terms of Use

We are updating our Terms of Use. Please carefully review the updated Terms before proceeding to our website.

Friday, July 19, 2024 | Back issues
Courthouse News Service Courthouse News Service

UBS Coughs Up $300,000 to SEC

MANHATTAN (CN) - UBS Global Asset Management will pay $300,000 to settle an SEC complaint that it misstated the net asset values of three mutual funds it managed.

UBS Global Asset Management is an investment advisory arm of UBS, a global bank and financial services company.

Categories / Uncategorized

Subscribe to Closing Arguments

Sign up for new weekly newsletter Closing Arguments to get the latest about ongoing trials, major litigation and hot cases and rulings in courthouses around the U.S. and the world.