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Friday, April 19, 2024 | Back issues
Courthouse News Service Courthouse News Service

Time to Pony Up

New York-based investments adviser DeVere USA will pay $8 million to settle SEC charges of failing to disclose conflicts of interest to its clients, the SEC said Monday. The SEC filed separate charges in New York against CEO Benjamin Alderson and a manager.

WASHINGTON — New York-based investments adviser DeVere USA will pay $8 million to settle SEC charges of failing to disclose conflicts of interest to its clients, the SEC said Monday. The SEC filed separate charges in New York against CEO Benjamin Alderson and a manager.

Categories / Securities

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