The SEC claims in federal court that London investment bankers Benjamin Taylor and Darina Windsor illegally tipped Joseph Abdul Noor El-Khouri to inside information about six public companies, from which he made more than $2 million in illicit profits.
Read moreThe SEC claims in federal court that bank employee Bryan Cohen, 33, of New York City, tipped “Trader A” to inside information which he passed along to George Nikas, 54, of New York City, from which Nikas and Trader A made at least $2.6 million in illicit profits.
Read moreHis political future is far from certain, but the son of ex-Congressman Chris Collins followed in his father’s footsteps Thursday by pleading guilty to securities fraud.
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The first member of Congress to endorse Donald Trump as the Republican Party’s candidate for president pleaded guilty Tuesday in an insider trading case.
Read moreRepresentative Chris Collins, the first member of Congress to endorse Donald Trump for president, is expected to plead guilty to insider trading Tuesday, averting a trial where his private emails would be disclosed.
Read moreJust more than three years after his original conviction, former JPMorgan Chase banker Sean Stewart was found guilty Monday of participating in a father-son insider-trading conspiracy.
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Doug DeCinces, the former Major League Baseball star convicted two years ago of making a $1 million profit from insider stock trading, must spend eight months on home confinement but will serve no time in prison, a federal judge declared Monday.
Read moreThe SEC brought a federal complaint saying Martha Patricia Bustos, 31, and Donald G. Blakstad, 60, both of San Diego, made $6.2 million from illegal insider trading on information about (nonparty) Illumina.
Read moreThe first member of Congress to endorse Donald Trump found himself immersed in his own private-email controversy Friday as he prepares for an election-year trial on insider-trading charges.
Read morePaul B. Powers, the former associate general counsel of SeaWorld Entertainment, pleaded guilty Tuesday to making $64,645 on inside trading in company stock.
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(CN) – The Second Circuit Court of Appeals affirmed a $93 million civil penalty against Galleon Group founder Raj Rajaratnam.
Read moreMost corporate executives tasked with enforcing insider-trading rules might understand to keep their own noses clean as well. But at Apple, home of the slogan “Think Different,” the official given this role now faces federal charges.
Read moreChina’s former deputy intelligence chief was sentenced Thursday to life in prison for corruption.
Read moreAfter two trials and two hung juries, federal prosecutors have agreed to dismiss insider trading and perjury charges against an Orange County, Calif., CEO accused of tipping former MLB star Doug DeCinces to the 2009 acquisition of the CEO’s medical-device company by a larger company.
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Investors claim in a stockholder derivative complaint against Allegiant Travel Company that the airline dangerously prioritized profit over safety while
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The Second Circuit vacated a judgment against JPMorgan Chase analyst Sean Stewart who was convicted in February 2017 of insider trading for feeding tips to his father.
Read moreA man convicted of passing along stock tips to his father won a 2-1 reversal Monday from the Second Circuit.
Read moreSetting the Republican congressman’s trial date for the year 2020, a federal judge overruled concerns Thursday about putting Representative Chris Collins on trial while he seeks re-election.
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