Wednesday, September 27, 2023
Courthouse News Service
Wednesday, September 27, 2023 | Back issues
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Swiss Bank Owes $196M

WASHINGTON (CN) - Charged with violating U.S. securities laws "by providing cross-border brokerage and investment advisory services to U.S. clients without first registering with the SEC," Credit Suisse Group agreed Friday to pay regulators $196 million, the SEC said in a settled administrative complaint.

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