Stock Car Stock Index Fund, Hey?

     WASHINGTON (CN) – A Florida investment adviser and his business, Peak Wealth Opportunities, refused to give SEC examiners records of their alleged investments in NASCAR-related stocks, the SEC claims in court.
     The SEC sued David Dube and his Largo, Fla.-based business, claiming that despite repeated requests they refused to deliver records on their so-called Stock Car Stock Index Fund, a mutual fund they advised.
     Peak Wealth advised the Stock Car Stock Index Fund from June 2008 to June 2010, according to the SEC’s cease-and-desist administrative proceeding.
     “After promising multiple times to provide the requested records, Dube failed to live up to his regulatory obligations and turn over the records,” the SEC said in a statement.

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