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Securities Fraud

The Securities and Exchange Commission seeks an order to show cause for why two former brokers from Tennessee accused in a $5 million fraud scheme should not be held in contempt of an order freezing their assets.

CHATTANOOGA, Tenn. – The Securities and Exchange Commission seeks an order to show cause for why two former brokers from Tennessee accused in a $5 million fraud scheme should not be held in contempt of an order freezing their assets.

The defendants are James Hugh Brennan III, Douglas Albert Dyer and Broad Street Ventures LLC.

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