Securities Fraud

The Securities and Exchange Commission <strong><a href="http://www.courthousenews.com/wp-content/uploads/2017/03/BroadStreet.pdf">seeks</a></strong> an order to show cause for why two former brokers from Tennessee accused in a $5 million fraud scheme should not be held in contempt of an order freezing their assets.

CHATTANOOGA, Tenn. – The Securities and Exchange Commission seeks an order to show cause for why two former brokers from Tennessee accused in a $5 million fraud scheme should not be held in contempt of an order freezing their assets.

The defendants are James Hugh Brennan III, Douglas Albert Dyer and Broad Street Ventures LLC.

Categories / Securities

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