Securities Fraud

The SEC claims Keith Springer, 55, of Sacramento, through his Springer Investment Management dba Springer Financial Advisors deceives elderly investors with false and misleading statements, takes millions of dollars for himself, and conceals his disciplinary history with the SEC and New York Stock Exchange, in federal court.

SACRAMENTO — The SEC claims in a federal complaint that Keith Springer, 55, of Sacramento, through his Springer Investment Management dba Springer Financial Advisors, deceives elderly investors with false and misleading statements, takes millions of dollars for himself, and conceals his disciplinary history with the SEC and New York Stock Exchange.

Securities Fraud

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