Securities Fraud

Nomura Securities International will pay <a href="http://www.courthousenews.com/wp-content/uploads/2019/07/Nomura.1.pdf"><strong>$25 million</strong></a> to settle <a href="http://www.courthousenews.com/wp-content/uploads/2019/07/Nomura.2.pdf"><strong>two related complaints</strong></a> of failing to supervise traders in mortgage-backed securities, the SEC said.

WASHINGTON — Nomura Securities International will pay **$25 million to settle two related complaints by the SEC that it failed to supervise traders in mortgage-backed securities.

Categories / Securities

Subscribe to our free newsletters

Our weekly newsletter Closing Arguments offers the latest about ongoing trials, major litigation and rulings in courthouses around the U.S. and the world, while the monthly Under the Lights dishes the legal dirt from Hollywood, sports, Big Tech and the arts.