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Securities Fraud

The SEC claims in a federal complaint that stockbroker Sean Kelly stole $1 million from customers of his Lion’s Share companies and spent it on himself, and kept stealing it even after being subpoenaed.

ATLANTA — The SEC claims in a federal complaint that stockbroker Sean Kelly, 49, of Marietta, Ga., stole $1 million from customers of his Lion’s Share companies and spent it on himself, and kept stealing it even after being subpoenaed.

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