Updates to our Terms of Use

We are updating our Terms of Use. Please carefully review the updated Terms before proceeding to our website.

Wednesday, April 23, 2025

View Back issues

Securities Bar

The SEC <strong><a rel="noreferrer noopener" aria-label=" (opens in a new tab)" href="https://www.courthousenews.com/wp-content/uploads/2019/03/gibb.pdf" target="_blank">revoked the registration</a></strong> Thursday of Seattle area-based investment adviser Dennis Gibb based on allegations that he stole $3 million from Sweetwater Income Flood LP to cover personal expenses, including his mortgage and car payments.

WASHINGTON — The SEC revoked the registration Thursday of Seattle area-based investment adviser Dennis Gibb based on allegations that he stole $3 million from Sweetwater Income Flood LP to cover personal expenses, including his mortgage and car payments.

Categories / Securities

Subscribe to our free newsletters

Our weekly newsletter Closing Arguments offers the latest about ongoing trials, major litigation and rulings in courthouses around the U.S. and the world, while the monthly Under the Lights dishes the legal dirt from Hollywood, sports, Big Tech and the arts.

Loading...