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Friday, April 19, 2024 | Back issues
Courthouse News Service Courthouse News Service

Securities

Cantor Fitzgerald & Co. will pay $3.2 million to settle charges that it “submitted missing or incorrect data for approximately 35 million transactions,” the SEC said Monday — less than 10 cents a violation.

WASHINGTON — Cantor Fitzgerald & Co. reached a $3.2 million settlement Monday with the SEC on charges that it “submitted missing or incorrect data for approximately 35 million transactions,” less than 10 cents a violation.

Categories / Business, Securities

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