Updates to our Terms of Use

We are updating our Terms of Use. Please carefully review the updated Terms before proceeding to our website.

Thursday, March 28, 2024 | Back issues
Courthouse News Service Courthouse News Service

SEC-Withheld Records

WASHINGTON - The Securities and Exchange Commission need not disclose documents it collected while examining the FINRA, short for the Financial Industry Regulatory Authority, program for arbitrating disputes between securities brokers and their customers, the D.C. Circuit affirmed Friday.

Categories / Uncategorized

Subscribe to Closing Arguments

Sign up for new weekly newsletter Closing Arguments to get the latest about ongoing trials, major litigation and hot cases and rulings in courthouses around the U.S. and the world.

Loading...