Updates to our Terms of Use

We are updating our Terms of Use. Please carefully review the updated Terms before proceeding to our website.

Thursday, June 20, 2024 | Back issues
Courthouse News Service Courthouse News Service

SEC Goes After Russian Stock Dealers

WASHINGTON (CN) - The SEC accused a Moscow-based company with selling unregistered securities in the United States. The SEC says OOO CentreInvest Securities, its U.S. affiliate CentreInvest Inc., and four company officers sold stocks in Russian companies without licenses.

The SEC seeks cease-and-desist orders, penalties and disgorgement from Ci-Moscow's former executive director Dan Rapoport, CI-New York's former managing director and CFO Svyatoslav Yenin, CI-New York's former head of sales Vladimir Chekholko, and CI-New York's chief compliance officer William Herlyn.

Categories / Uncategorized

Subscribe to Closing Arguments

Sign up for new weekly newsletter Closing Arguments to get the latest about ongoing trials, major litigation and hot cases and rulings in courthouses around the U.S. and the world.

Loading...