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Monday, May 27, 2024 | Back issues
Courthouse News Service Courthouse News Service

Morgan Stanley Fined

Morgan Stanley Smith Barney will pay $8 million for securities violations, including failing to inform clients of the unsuitability of their investing in exchange-traded funds, the SEC announced Tuesday.

WASHINGTON — Morgan Stanley Smith Barney will pay $8 million for securities violations, including failing to inform clients of the unsuitability of their investing in exchange-traded funds, the SEC announced Tuesday.

Categories / Securities

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