Securities Morgan Stanley Fined February 15, 2017February 15, 2017 ROBERT KAHN Brief, Morgan Stanley, SEC, Settlement WASHINGTON — Morgan Stanley Smith Barney will pay $8 million for securities violations, including failing to inform clients of the unsuitability of their investing in exchange-traded funds, the SEC announced Tuesday. Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window)Like this:Like Loading...
