William Koch claims he paid Acker Merrall & Condit Co. $77,925 for five bottles of counterfeit wines, in New York County Court.
Fidelity Brokerage Services executive Joseph Downey conspired with Jeffrey Myers to divert $23 million in Fidelity accounts to Myers' company, Long Island Wealth Management, Fidelity claims in Central Islip Federal Court.
Gabelli Global Growth Fund manager Marc Gabelli let Headstart Advisers scalp, or illegally market time, the fund, and Gabelli COO Bruce Alpert approved it, the SEC claims in Manhattan Federal Court.
Read the Top 8
Sign up for the Top 8, a roundup of the day's top stories delivered directly to your inbox Monday through Friday.
Additional Reads
-
Wine Columnist Takes Wine Consultant to Court December 15, 2015 -
SEC Curtailed in Going After Long-Ago Fraud February 27, 2013
-
High Court to Decide if SEC Case Goes Forward September 27, 2012