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Friday, March 29, 2024 | Back issues
Courthouse News Service Courthouse News Service

$5 Million

Morgan Stanley Smith Barney will pay $5 million to settle charges that it provided misleading information to clients in its retail wrap fee programs regarding trade execution services and transaction costs, the SEC said Tuesday.

WASHINGTON — Morgan Stanley Smith Barney will pay $5 million to settle charges that it provided misleading information to clients in its retail wrap fee programs regarding trade execution services and transaction costs, the SEC said Tuesday.

Categories / Business, Financial, Securities

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